The MedFriendly Blog

The MedFriendly blog is run by Dr. Dominic Carone, a board certified clinical neuropsychologist who is the founder and webmaster of the popular medical website, MedFriendly.com. Add to Technorati Favorites

My Photo
Name: Dominic Carone, Ph.D., ABPP-CN
Location: Syracuse, New York, United States

Please visit the history section of MedFriendly for a biography of Dr. Carone and MedFriendly.com

Monday, December 22, 2008

The Myths of Mild Traumatic Brain Injury: the 15% number


One of the most popular myths perpetuated by the media and some in the scientific community is that 15% of patients who have suffered a mild traumatic brain injury (MTBI) do not recover by one year and may even experience permanent symptoms. An important point that I try to teach people is to always obtain the original article that is cited in support of such claims so that the validity of the claim can be examined. In this case, the reference often cited is a 1995 study by neurologist, Michael Alexander. In his paper, he wrote the following: "At one year after injury approximately 15% of MTBI patients have not recovered’’ (p. 1256).

When researchers cite Alexander's study as the only reference for this figure, it casts the impression that he is the person who collected the data to support it. However, if one reads Alexander's paper, it is seen that Alexander based his 15% figure on two earlier studies: McLean and colleagues (1983) and Rutherford and colleagues (1979). To begin with, McLean and colleagues only followed 20 patients for one month not one year. In addition, his study consisted of 11 patients with MTBI, 8 patients with moderate TBI, and one patient with a severe TBI. One can hardly use a study of all severity TBI patients at one month post-injury to argue for the chronic effects of MTBI.

The main source of the myth, however, comes from Alexander's summary of the Rutherford article. Rutherford followed 131 MTBI patients for a year and he did indeed find that 19 (14.5%) complained of symptoms at that point. A detailed analysis of Rutherford's patients, however, reveals some interesting details. First, there were actually 145 patients in the study and of these, only 131 followed up. Assuming the missing 14 did not have symptoms one year post-injury, that changes the number to 13.1%. Of the 19 patients who were still reporting symptoms at one year, 8 were involved in lawsuits and 6 (5 of whom were in lawsuits) were suspected of malingering six weeks post injury. Malingering was defined in this study by: bizarre and exaggerated descriptions of symptoms and strange responses during routine examination. Can we really trust the self-report of symptoms in these individuals to be reliable and valid? The answer should be obvious.

In addition to the numbers above, 10 of 19 patients reported one new symptom at one year post-injury that was NOT reported at six weeks post-injury. If the symptoms were brain injury based, they should not appear at one year post injury when not present at six weeks post-injury. More information is that 6 of the 19 patients had only ONE symptom at one year and 7 of 19 patients had two symptoms at one year. This is not enough to classify patients with what is sometimes referred to as "post concussion syndrome" which is traditionally described in the literature as the presence of three or more symptoms at three months post injury. In the end, we are left with 6 subjects who endorsed between 4 and 9 symptoms. And when we take 6 and divide it by 131 we get 4.5%. If we use the entire sample of 145 patients, the number drops to 4%. This is consistent with the estimate (<5%) provided by Iverson in his 2005 review of MTBI. In sum, by simply checking the original sources, one can easily see than the 15% estimate is a truly a myth.

REFERENCES

Alexander, M. P. (1995). Mild traumatic brain injury: Pathophysiology, natural history and clinical management. Neurology, 45, 1253–1260.

Greiffenstein, M.F. (2008). Clinical Myths of Forensic Neuropsychology. The Clinical Neuropsychologist, 10, 1-11.

Iverson, G. L. (2005). Outcome from mild traumatic brain injury. Current Opinion in Psychiatry, 18, 301–317.

McCrea, M. (2007). Mild traumatic brain injury and postconcussion syndrome. The new evidence base for diagnosis and treatment. New York: Oxford University Press.

McLean, A., Temkin, N. R., Dikmen, S., & Wyler, A. R. (1983). The behavioral sequelae of head injury. Journal of Clinical Neuropsychology, 5, 361–376.

Rutherford, W. H., Merrett, J. D., & McDonald, J. R. (1979). Symptoms at one year following concussion from minor head injuries. Injury, 10, 225–230.

Saturday, December 06, 2008

The U.S. healthcare system has been undermined by not assessing for symptom validity


These days, many (but not all) health care providers are becoming less and less like scientists and more and more like blind patient advocates. While it is natural for treating providers to advocate for their patients, and in fact, part of their role in many cases, what many appear to have forgotten is that advocacy needs to be based on reliable and valid data. For example, let us say that a patient walks into your office and subjectively reports a plethora of diffuse cognitive and somatic complaints after what appears to have been a relatively mild injury. What is the provider to do? Let us further stipulate that the patient shows up with these same complaints and informs you that he or/she is involved in personal injury litigation or a workers compensation dispute. Should this information be considered in the case formulation and should it potentially alter the plan of care? Or, should these contextual factors all be ignored and shoved aside in the interests of patient advocacy and being nice? Far too often, I see health care providers do the latter and it often causes great harm, despite good intentions by some.

While all ethical health care providers want the best for their patients and do not want to have conflict with them, it is also important to draw boundaries and remember that the patient is not your friend. Trying to become friends with your patient constitutes a multiple relationship that can cloud objectivity, which is so important to the assessment process. Another important factor to remember is that simply because a patient walks through your office doors does not automatically create a situation where you must show 100% allegiance in believing everything the patient says or doing everything they ask of you. While there is nothing wrong with having an allegiance to your patient and being a strong patient advocate, the degree of such advocacy should be modified based on an objective determination of the validity of the patient's clinical presentation.

While many patients present to the clinician's office with an accurate portrayal of their symptoms and problems, there are other patients who exaggerate their presentation for a whole host of reasons. Some exaggerate because they want to convince you that something is wrong, because they want attention for being in the sick role (i.e., factitious disorder), or because they seek some type of external gain such as money in a lawsuit, disability, medications, or avoidance of responsibility. The latter is known as malingering. Patients who exaggerate their clinical presentation may have valid symptoms inter-mixed with exaggerated symptoms. Less common is the patient who has made up a story about a personal injury and is feigning the entire clinical presentation (sometimes referred to as pure malingering).

If the patient's symptoms are purely based on self-report and you have no objective data to support your conclusions, you can potentially fall victim to patient exaggeration. Why is this so important? Improper identification of symptom exaggeration leads to a waste of health care services such as referring patients to needless and endless therapies, tying up access for those patients who legitimately need such services. Furthermore, patients are often granted disability (sometimes for years) or accommodations in school or work that they do not deserve. Many systems that provide disability services or accommodations have quotas on the number of people they will grant such services to. Therefore, granting access of such services to patients who are willfully distorting there clinical presentation is a disservice to those patients presenting in a reliable and valid manner who legitimately need such services.

In my line of work as a board certified clinical neuropsychologist, I frequently encounter situations where symptom validity is not assessed by the health care provider. In many cases, this is because assessment of symptom validity sets the stage for a potential conflict with the patient. In other words, if the provider determines that the symptoms are not valid, this will need to be communicated with the patient in some way, which can upset the patient. The very possibility of conflict with a patient is something that many health care providers do not want to deal with because it can be socially uncomfortable and potentially lay the groundwork for a patient complaint or possible lawsuit. As a result, health care providers tend to give patients the benefit of the doubt and accept self-report at face value. This is a tremendous mistake.

For example, I recently published an article in the journal, Brain Injury, (reference below), showing that 21% of adults who reporting suffering a mild head injury or mild traumatic brain injury failed a very simple test designed to assess the degree of effort they were putting forth on the evaluation. When later asked to rate how difficult this task was, this group of adult patients rated it to be 5.6 out of 10 (with 10 being the most difficult). By contrast, I found that only 5% of children with moderate to severe neurological conditions (e.g., strokes, traumatic brain injuries) failed this same test and that the entire group of children rated the same test as very easy (1.35 out of 10). It is not neurologically possible for a mild traumatic head or brain injury in an adult to cause worse performance on a simple test compared to little children with moderate to severe brain injuries. The only logical conclusion is that the adult group of patients exaggerated their presentation.

Without the use of objective measures such as the one used in my study above, clinicians will find it very difficult to assess for the validity of a patient's presentation -- although they may have suspicions. Objective data helps supplement the confidence one has in those suspicions. Tools are available to assess for validity of cognitive performance as well as the validity of physical, cognitive, and emotional complaints. I will not describe the methods behind these instruments in a public forum, but they are well researched and validated and are very important to utilize.

By not assessing symptom validity, one increases the risk of blind patient advocacy. This can cause one to fall into very bad habits such as not obtaining or reading through the patient's medical records. By not doing so, the clinician misses reviewing important information that may provide an alternate explanation of the patient's presentation or may raise red flags of suspicion. Another bad habit is the willful suppression and omission of information in the clinical note that would show that the patient's problems may be related to factors other than those related to their disability claim. For example, I recall working on a case where a provider omitted that a recent hospitalization concluded that the patient was experiencing pseudo-seizures because this finding highlighted that there was a psychological component to the patient's problems, which conflicted with the claim that all of the problems were neurological. As a result, the tendency is to try to fit a square peg in a round hole and continue to attribute the clinical presentation to a medical cause that does not really exist. Another bad habit is allowing patients to tell you what information goes in their reports, what stays out, and how to write it.

Lastly, it is important to note that the assessment of symptom validity is designed to improve patient care and utilization of the health care system. In many instances, patient exaggeration is related to psychological factors that would be better addressed by referring the patient to psychotherapy rather than tying up medical resources in the community. In this way, patients are better served because the real factors driving their clinical presentation can be addressed, helping them move on to living more productive lives. Of course, not every patient will be happy to learn that there are doubts as to the validity of their performance or symptoms, but I have found that patients are often accepting of such feedback if care is taken to listen to their self-report in a non-judgmental manner during the clinical interview so that a strong rapport is established. This allows the patient to be much more accepting of such feedback because the patient feels that you have listened. Also, the presentation of the feedback is crucial. Rather than calling the patients liars, it is important to emphasize how the information you have gathered can help guide their clinical care. By showing that you listened to the patient, performed a thorough evaluation, and used objective data to make your conclusions, patients tend to be very understanding of such feedback.

With that said, there is no full-proof way to insulate yourself from a patient complaint or conflict. This is most likely to occur with patients who blatantly distort their presentation and have alot to lose by not being able to access the external gains that they seek. However, dealing with these issues is part of the job when evaluating the validity of a patient's presentation, particularly in those with vague medical complaints and controversial medical diagnoses. However, being able to cite objective data to support your conclusions greatly helps in insulating you from a complaint leading anywhere.

In summary, although you may be reducing the chance for any conflict with a patient by not assessing for symptom validity, you can also be making the patient sicker by not doing so. In medicine, this is known as iatrogenic illness -- when the "treatment" makes the patient worse. If you are not assessing for symptom validity, it is important to learn more about the topic and to begin integrating this into your clinical practice.

To learn more about this topic and to schedule Dr. Carone to lecture to your clinical practice, university, or in other settings, contact him at lectures@MedFriendly.com for information on available dates and speaking fees. Dr. Carone is also available for legal consultation (e.g., assessment of case viability, independent opinion of neuropsychological reports) although he does not test patients referred by lawyers or independent medical exam companies at this time.

Reference:

Carone, D., (2008). Children with moderate/severe brain damage/dysfunction outperform adults with mild to no brain damage on the Medical Symptom Validity Test. Brain Injury, 22, 960-971.

Monday, December 01, 2008

Board certification

Wow. It is hard to believe that I have been away from blogging for almost an entire year. During that time, it has also been amazing to me that people have continued to post on this Blog and have continued to ask me when I will post again. Well, I am officially back in action now and you can count on more thought provoking and interesting posts from yours truly.

What have I been doing all of this time and why did I take so much time off? Well, you can be rest assured that I was not swinging in a hammock as I was being fanned and being fed grapes fresh of the vine. No, far from it. I was pursuing the final stage of board certification in my field -- clinical neuropsychology. In medicine, board certification is commonplace, since over 90% of physicians are board certified. In psychology, however, the reverse is true, with less than 10% of psychologists obtaining board certification status. And of those psychologists, neuropsychology is the subspecialty that tends to pursue board certification, likely because my field is strongly associated with the medical model of training.

So what is board certification and why is it important? Board certification is a mechanism by which one is evaluated by his or her peers to determine if the individual is competent to practice in a specialized area. Isn't that what a license would tell us, you may ask? Not necessarily. In most states, the Psychology Scope of Practice Act is a generic licensing law, meaning that any psychologist can provide specialized services to the public -- if he/she has the proper training to do so. The problem is that states leave it up to the practitioner to decide if he/she is competent to offer specialized services. Unfortunately, some individuals offer services they are not qualified or competent to provide. While one might think that the government would pursue such individuals, this tends to only happens in cases where something egregious has happened to a patient. Far too often, patients are provided substandard care by people who claim to be neuropsychologists but actuallly have very little formal training in the area. This can result in patients being diagnosed with brain damage when there is none, told they have no brain damage where there is some, and referred for all different types of inappropriate treatments, etc.

So how can the public determine who is board certified? For physicians, complete a search on the webpage for the American Board of Medical Specialists. For psychology, search the website for the American Board of Profesional Psychology (ABPP). There you can find numerous board certified psychologists by subspeciality. A few weeks ago, I received a notice that I was conferred board certification status by ABPP in Clinical Neuropsycholy, hence the new initials (ABPP-CN) next to my name. The specific board that works with ABPP to confer board certification status upon clinical neuropsychologists is the American Board of Clinical Neuropsychology. You can search for providers by state and city on these websites. In the interest of full disclosure, two other boards that certify clinical neuropsychologist include the American Board of Professional Neuropsychology and the American Board of Pediatric Neuropsychology.

When I stopped blogging, I essentially decided to take about 10 months off to prepare for an intense three hour oral examination. My mind had been set on achieving this goal ever since I began graduate school, which is why I selected a program (Nova Southeastern University that offered specialized training in clinical neuropsychology that met the training requirements of the American Psychological Association for clinical neuropsychology. This was then followed by a one year internship (neuropsychology specialization) at The University of Oklahoma Health Sciences Center and a two year neuropsychology fellowship at SUNY Buffalo School of Medicine. I then began the Neuropsychology Assessment Program at SUNY Upstate Medical University.

So it has been a long time coming and as you can tell, when you have all of this training, it is very frustrating to see people with next to no training offer themselves up to the public as "neuropsychologists." Making the situation even worse is that there are many well trained people in my field who for whatever reason decide not to pursue board certification. The problem though is that the public has no reliable and practical way to differentiate the person with little training from the one with extensive training if neither are board certified. This is why board certification is so important because it provides the public with a reliable and practical way to determine who meets the training credentials and who has proven themselves to be competent in the area they practice in.

I am happy that I put blogging aside for a year to achieve my goals. And now, I am going to kick back and enjoy life alot more now that I do not need to spend all of my free time studying. There will not be blog entries each day, but I will try to post a few entries a week and provide you with the types of entries you have all enjoyed in the past.